☎ (954) - 727 -3118

☎ (954) - 727 -3118

Blog

Industry News and Announcements

Securities Industry Trends: Changing of the Guards?

Securities Industry Trends: Changing of the Guards?

Sandra GonzalezSeptember 22, 2020

Facebook0 Twitter Pinterest0 0 Likes

Funds Society Interview with Carlos Gonzalez-Stawinski: FinCen Files: Regulatory Implications

Sandra GonzalezSeptember 23, 2020

Regulación Best Interest: ¿Qué sigue ahora?

Sandra GonzalezSeptember 15, 2020

Providing practical solutions and alternatives that are sustainable, scalable and adaptable to your business in a cost efficient manner.

home | about | services | news | contact

(954) - 727 - 3118 |carlos@cimafrc.com
P.O. Box 266412• Weston, FL 33326-9998

The Information in this website is intended for informational purposes only. CIMA Regulation Consultants, LLC provides regulatory compliance services. CIMA Financial Regulation Services, LLC does not provide any legal, financial or tax advice. For any comments or question please contact CIMA Financial Regulation Consultants, LLC at information@cimafrc.com

CIMA Financial Regulation Services is a Financial Service Regulation Consulting firm focused on providing risk management, compliance and remediation services to banks, broker/dealers and other financial intermediaries and market participants, whether domestic or international.